Name: Series 63 Exam Secrets Study Guide: Series 63 Test Review for the Uniform Securities Agent State law Examination (en Inglés)
Price: 278909.00 COP
Availability: InStock
Author: Series 63 Exam Secrets Test Prep Team
ISBN: 9781610728591

portada Series 63 Exam Secrets Study Guide: Series 63 Test Review for the Uniform Securities Agent State law Examination (en Inglés)

Formato

Libro Físico

Editorial

Mometrix Media Llc

Autor

Series 63 Exam Secrets Test Prep Team

Año

2013

Idioma

Inglés

N° páginas

136

Encuadernación

Tapa Blanda

ISBN13

9781610728591

Categorías

Formación profesional
Destrezas de estudio y aprendizaje

Series 63 Exam Secrets Study Guide: Series 63 Test Review for the Uniform Securities Agent State law Examination (en Inglés)

Series 63 Exam Secrets Test Prep Team (Autor) · Mometrix Media Llc · Tapa Blanda

Libro Físico

$ 278.909

$ 429.090

Ahorras: $ 150.182

35% descuento

Envío normal

Origen: Estados Unidos (Costos de importación incluídos en el precio)

Se enviará desde nuestra bodega entre el Lunes 22 de Julio y el Miércoles 31 de Julio.

Lo recibirás en cualquier lugar de Colombia entre 1 y 5 días hábiles luego del envío.

Reseña del libro "Series 63 Exam Secrets Study Guide: Series 63 Test Review for the Uniform Securities Agent State law Examination (en Inglés)"

This Series 63 study guide includes practice test questions. Our study guide contains easy-to-read essential summaries that highlight the key areas of the Series 63 test. Mometrix's Series 63 test study guide reviews the most important components of the Series 63 exam. The Series 63 Exam is extremely challenging, and thorough test preparation is essential for success. Series 63 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 63. Not only does it provide a comprehensive guide to the Series 63 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer. Series 63 Exam Secrets Study Guide includes: An examination of registration of persons A breakdown of regulations An in-depth look at remedies and administrative provisions A guide to communications with clients and prospects An extensive overview of compensation A detailed examination of client funds and securities An analysis of conflicts of interest and other fiduciary issues Comprehensive practice questions with detailed answer explanations It's filled with the critical information you'll need in order to do well on the test: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) expects you to have mastered before sitting for the exam. The Registration of Persons section covers: Legal person or legal entity Regulated entities Persons required to be registered The Regulations section covers: Investment advisers Investment adviser representatives Broker-dealers Agents of broker-dealers Securities and issuers The Remedies and Administrative Provisions section covers: Administrator's authority Establishing rules Registration review process The Communications with Clients and Prospects section covers: Material facts in securities transactions Client-specific approach to recommendations Guarantees The Compensation section covers: Sharing fees or commissions Allowable forms of compensation Charging performance-based fees The Client Funds and Securities section covers: Market value when providing material facts Prohibited acts Investment advisory contract standards The Conflicts of Interest and Other Fiduciary Issues section covers: Fraud regulations Client confidentiality Cybersecurity These sections are full of specific and detailed information that will be key to passing the Series 63 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Series 63 test prep book that provides a comprehensive review for the Series 63 test. Series 63 exam prep that will help you elevate your Series 63 test score. Series 63 practice test questions and much more...